Berkshire Athenaeum
Home | Calendar | Catalog | Contact Us
New Fiction | New Non Fiction | New CDs/DVDs

Back to Library Policies

GUIDELINES FOR CONFIDENTIALITY WHILE COOPERATING WITH LAW ENFORCEMENT

INTRODUCTION:    
                                       
Visits to libraries by law enforcement officers, including FBI agents and officers of state, county, and municipal police departments, raise considerable concern among the public and the library community.  These visits are not only a result of the increased surveillance and investigation prompted by the events of September 11, 2001, and the subsequent passage of the USA Patriot Act, but also as a result of law enforcement officers investigating computer crimes, including email threats and possible violations of the laws addressing online obscenity and child pornography.

These guidelines, developed to assist Berkshire Athenaeum employees in dealing with law enforcement inquiries, rely upon the ALA’s Policy on the Confidentiality of Library Records, its Policy Concerning Confidentiality of Personally Identifiable Information, and the Code of Ethics.

FUNDAMENTAL PRINCIPLES:

Librarians’ professional ethics require that personally identifiable information about library users be kept confidential.  This principle is reflected in Article III of the Code of Ethics, which states that "[librarians] protect each library user’s right to privacy and confidentiality with respect to information sought or received, and resources consulted, borrowed, acquired, or transmitted."

The Commonwealth of Massachusetts, along with forty-seven other states and the District of Columbia, has laws (1) protecting the confidentiality of library records, which specifically states, “That part of the records of a public library which reveals the identity and intellectual pursuits of a person using such library shall not be a public record.”  Confidential library records should not be released or made available in any format to a federal agent, law enforcement officer, or other person unless a court order in proper form has been entered by a court of competent jurisdiction after a showing of good cause by the law enforcement agency or person seeking the records.

The Berkshire Athenaeum supports our nation’s efforts to preserve and protect the many hard-fought freedoms we enjoy as Americans, however public libraries across the country face a dilemma of having the responsibility of protecting the privacy of our patrons while responding to legitimate national security and law enforcement concerns.  The Berkshire Athenaeum recognizes the confidentiality of information sought or received and materials consulted, borrowed or acquired by a library user.  The Athenaeum strives to create a library environment that is a safe, crime free place for learning and the pursuit of knowledge and information on any topic, a place where patrons can ask any question and discuss any topic.  As the first sentence of the Athenaeum’s mission statement asserts, the library “exists to initiate, nurture and feed a passion for knowledge and learning.”  To the best of our ability, the Athenaeum will uphold the privacy and confidentiality of patrons’ free access to information.  The Athenaeum will rely on existing laws and library policy to control behavior that involves public safety or criminal behavior.

USA PATRIOT ACT DEFINED:

HR-3162 became Public Law 107-56 in response to the events of 9/11/01.  The full title of the law is: Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001. The Act, which was reauthorized in 2006, provides law enforcement broader boundaries when investigating information accessed and transmitted by patrons with regards to national security concerns.  Access to patron information may include, but not be limited to: database search records, circulation records, computer use records, interlibrary loan records and reference interviews. 

            Significantly, the Act provides that “no person shall disclose to any other person (other than those persons necessary to produce the tangible things under this section) that the [law enforcement authority, presumably the FBI] has sought or obtained tangible things under this section.” 

INFORMATION ACCESS AND CONFIDENTIALITY:

C/W MARS Database Search Records: These records refer to the searches of the collection a patron may conduct on the online Public Access Computer terminals (PAC).  These searches are conducted by utilizing the Athenaeum’s automated circulation and collection management system, C/W MARS, which is a product of the Innovative Interface Incorporated.  Once a search has been conducted, the software does not retain a copy of the search, and any records of the search will not exist.

Circulation Records: Books and other borrowed materials are checked out to the public via the C/W MARS system. The circulation software, which is housed and maintained at the C/W MARS central site office in Worcester, Massachusetts, tracks items checked out to the current borrower and also retains the name of the patron to whom the item was last circulated.  Items, whether currently checked out or on the shelf, retain the link to the previous borrower.  When the item is returned, the link to the prior borrower is severed so long as all fines are paid.  With unresolved accounts – i.e. items lost and unpaid for – the link between the delinquent borrower and the borrowed item remains intact until the account is resolved.

  • Item Search: A search of the C/W MARS database by item will reveal the current borrower (if the item is in circulation) and the previous borrower. 
  • Borrower Search: A search of the C/W MARS database by name of borrower will reveal the names of books that borrower currently has checked out; the items that borrower has on hold; the names of items kept overdue with associated fines yet unpaid; the names of items kept overdue and the fines paid for the offense.
  • System Blocks: The C/W MARS system automatically blocks a patron from borrowing materials and using the library’s Internet workstations if there is an outstanding debt in excess of $10.00, or if there are billed items of less than $10.00. 
  • Manual Blocks: Member libraries may attach notes to a borrower’s record that will show when that borrower attempts to check out materials or use the library’s Internet workstations.

Public Internet Workstations: The library utilizes an automated PC reservation management program. Patrons use their library card numbers to create reservations. Out of area visitors to the library have reservations created for them by a Reference Department staff member, following presentation of identification. Patrons with library cards may also call the Reference Desk and request a reservation be made for them. The sole paper record generated by these transactions is the small reservation slip completed by or for a patron containing the information about their reservation necessary to initiate their session (workstation number, time of reservation, PIN/Password). Patrons take possession of these slips at the time the reservation is created. The reservation management program retains patron identification information for only the current day’s transactions. After the end of the business day, session information and statistical summary information can be generated; but patron identifying information is unavailable. Printouts from the library’s public internet workstations are managed with an automated print management program. The program confirms print requests and alerts patrons and staff of print charges accrued. After a pending print job is released by staff for print out no record of the job remains.  The security on the workstations wipes out the cache and/or history files each time a new computer session is started.

PAC Only Workstations: The Athenaeum has a number of Public Access Computers (PAC) that do not have Internet access, but are exclusively connected to the library’s online catalog. There are no reservations or sign-ups for these workstations that may only check on the bibliographic collections of the Berkshire Athenaeum and other C/W MARS member libraries.  The search history of each PAC is automatically erased every twenty-four hours.

System Wide Holds: A hold placed online by a C/W MARS member library on an item in the collection of their own or another member library, System Wide Holds (SWH) create a link (which is manually executed by a member library employee) between an item and a reader before the item is actually checked out.  When that item is acquired by the Athenaeum and is then checked out to that reader, the link is changed from a “hold” to a “circulation” record (see “Circulation Records” above).  No long-term record of System Wide Holds is retained by C/W MARS beyond the point of the circulation transaction.

Patron Placed Holds: A hold placed online by a patron registered as a borrower in a C/W MARS member library that secures an item from their own or another participating C/W MARS member library, Patron Placed Holds (PPH) create a link between an item and a reader before the item is actually checked out.  Once that item is acquired by the library and is then checked out to the reader, the link is changed from a “hold” to a “circulation” record (see “Circulation Records” above). No long-term record of Patron Placed Holds is retained by C/W MARS beyond the point of the circulation transaction.

Interlibrary Loan Records: Interlibrary loans are transactions in which library materials are made available by one library to another.  While these technically include System Wide Holds, it is generally assumed that interlibrary loans cover those transactions beyond the C/WMARS network of libraries. The Athenaeum tracks interlibrary loaned items currently being borrowed and generates a paper record with patron information.  After a period of six months, once the materials are returned to the owning library and all appropriate fines and/or fees are paid by the borrower, the paper trail record is destroyed.

Reference Interviews: A reference interview occurs when a patron looking for information approaches a library staff and that employee questions or interviews the patron to narrow down the specific information needed.  Notes may be taken during the interview to facilitate organizing a search, and patron information may be included to allow for a return call, however any paper record is destroyed as soon as the requested information has been delivered.

Video Surveillance: The Local History Department is protected by an eight-camera video surveillance system. Recorded images are saved for a period of two weeks, at which point the storage medium is re-recorded.  It is the opinion of the Library Trustees that while surveillance recordings are “records” as defined by statute (2) that certainly reveals the identity of a person, the recordings fail to reveal the “intellectual pursuits of a person,” so it is the policy of the Berkshire Athenaeum that police may be provided access to surveillance recordings without subpoena.

COMPLYING WITH LAW ENFORCEMENT: 

Berkshire Athenaeum employees will comply with law enforcement when supplied with legal subpoena or warrant. Such requests will always be in writing.  If anyone approaches you alleging to be a law enforcement official requesting information that may in any manner compromise reader confidentiality, do not disclose to that individual any information.  If allowed to do so, immediately contact the Library Director or supervisor (as directed in the Athenaeum’s “Command Hierarchy” statement). The Legal custodian of records for the Berkshire Athenaeum is the Library Director.  As the legal custodian of records, the Library Director is the person responsible for responding to any request for library records or information about a library user.  The Library Director or supervisor will ask to see official identification and will either photocopy the identification or otherwise record the information on the identity card.

Subpoena: If law enforcement present a subpoena, library staff should direct that person to the Library Director or departmental supervisor, who will in turn direct the subpoena to legal council (as identified in the Athenaeum’s “Command Hierarchy” statement).  Legal council will advise the library how best to proceed.

Warrant: A warrant is executable immediately, and library staff presented with a warrant should not interfere with their search and seizure.  The library employee presented with the warrant should as soon as possible contact the Library Director or departmental supervisor, who should contact legal council.

Gag Order: As noted in the defining paragraph above, staff must not disclose to any other person, other than legal council (this includes co-workers not directly involved in the process, library trustees, and the City’s governing authority), that the FBI has obtained records or things pursuant to the Act.  If a “gag order” is not in effect, the Library Director will notify the American Library Association.

Record of Legal Requests: The Athenaeum will keep a record of all legal requests.  The staff served with the subpoena or warrant should file an Incident Report with the library Director.  A record of all cost incurred by any search and/or seizure should also be retained.

EMERGENCY DISCLOSURES OF COMMUNICATION:

If in the normal course of business, the library staff observes what can be reasonably construed to be a threat of imminent danger to life and limb, they are to contact law enforcement immediately.  They should then contact the Library Director or the departmental supervisor and fill out an Incident Report form.

(1) MGL Chapter 78, Section 7
(2) MGL Chapter 78, Section 7

 

___________________________________________________________________________________

Updated May 2010.  


Back To Top

Home | Calendar | Catalog | Contact Us

Berkshire Athenaeum, Pittsfield's Public Library, Pittsfield, Massachusetts